2022076186101 ViewTrade Securities, Inc. CRD 46987 AWC lp (2024-1732321201236).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022076186101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: ViewTrade Securities, Inc. (Respondent)
Member Firm
CRD No. 46987
Pursuant to FINRA Rule 9216, Respondent ViewTrade Securities, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.