CEMC

Certified ExitMap Coach (CEMC)

Designation Essentials
Status Currently offered and recognized by the issuing organization
Issuing Organization ExitMap LLC
Qualification and Training Requirements
Prerequisites

Candidates must:

  • actively work with business owner clients as an accountant, attorney, business appraiser, business broker, business coach, business consultant, commercial banker, financial planner, insurance agent, investment banker or M&A intermediary; 
  • be a current ExitMap Enterprise or Enterprise PRO subscriber; and
  • have completed the Professional ExitMap Advisor (PEMA) program.
Designation Training Requirements

Online video training
Designation Exam Type

Open-book online course exams
Continuing Education Requirements

None
Verification and Complaints
Online Designation Resource

Online at Find a Planner or Affiliate
Investor Complaint Process

Submit complaints online using CEMC Complaint Form
Published List of Disciplined Designees

None

FINRA Fines Apex Clearing $3.2 Million for Violations Relating to Fully Paid Securities Lending Program

WASHINGTON—FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program. This is the first time FINRA has charged a firm with violating FINRA Rule 4330, which establishes permissible use of customers’ securities to ensure customer protection.

2024083132901 Santiago J. Torres CRD 5644622 Complaint lp (2025-1740961196396).pdf

The Department of Enforcement alleges: Respondent Santiago J. Torres, Jr. failed to provide information and documents, and appear for on-the-record testimony, that FINRA requested pursuant to FINRA Rule 8210 as part of an investigation into whether he misappropriated funds and falsified customer documents. By failing to provide the requested information, documents, and testimony, Torres violated FINRA Rules 8210 and 2010.
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