2019060700302 Mark Bedros Beloyan CRD 1392748 Order accepting Offer of Settlement lp (2023-1700957994639).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS
Department of Enforcement, Complainant v. Mark Bedros Beloyan, CRD No. 1392748, Respondent.
Disciplinary Proceeding No. 2019060700302
Hearing Officer—RES
ORDER ACCEPTING OFFER OF SETTLEMENT
INTRODUCTION
Disciplinary Proceeding No. 2019060700302 was filed on September 13, 2022, by the
Department of Enforcement of the Financial Industry Regulatory Authority (FINRA or
Complainant). Respondent Mark Bedros Beloyan submitted an Offer of Settlement (Offer) to
Complainant dated October 17, 2023.
2022074075101 Brian Francis Giammona CRD 6386081 AWC gg (2023-1700957994645).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074075101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Brian Francis Giammona (Respondent)
Former General Securities Representative
CRD No. 6386081
Pursuant to FINRA Rule 9216, Respondent Brian Francis Giammona submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.