2022074916801 William Marc Rankin CRD 5534121 AWC gg (2024-1705623598587).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022074916801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: William Marc Rankin (Respondent)
Former Investment Company and Variable Contracts Products Representative
CRD No. 5534121
Pursuant to FINRA Rule 9216, Respondent William Marc Rankin submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.