Jennifer Szaro

Industry Governor (Small Firm Representative)

Chief Compliance Officer, XML Securities, LLC

Governor Since 2024

Committee: Regulatory Oversight Committee

Professional Experience

• XML Securities, LLC
  • Managing equity member (2022 – Present)
  • Chief Compliance Officer, XML Securities, LLC (2013 – Present)
  • Chief Administrative Officer, XML Securities, LLC (2008 – 2012)
• XML Financial, LLC
  • Managing equity member (2022 – Present)
  • Chief Compliance Officer (2019 – Present) 
• Executive Vice President, The Lara Group, Ltd. (2000 – 2015)
• Administrative Officer, Lara, Shull & May, Ltd. (2000 – 2008)

Education

• BS, University of Rhode Island