CSFS
Certified Sustainable Finance Specialist (CSFS)
| Designation Essentials | |
|---|---|
| Status | Currently offered and recognized by the issuing organization |
| Issuing Organization | Interfirma |
| Qualification and Training Requirements | |
| Prerequisites | Candidates must have:
|
| Designation Training Requirements | Combination of self-study and interactive online courses |
| Designation Exam Type | Online, proctored final exam |
| Continuing Education Requirements | Three hours annually |
| Verification and Complaints | |
| Online Designation Resource | None |
| Investor Complaint Process | Via email to [email protected] |
| Published List of Disciplined Designees | None |
2024081709401 Thomas D. Sharp CRD 1623353 AWC gg (2025-1746318005632).pdf
Between May 2022 and December 2022, while registered with FINRA through his
association with Ameriprise, Sharp borrowed $27,500 from one of his customers in
violation of FINRA Rules 3240 and 2010. For this violation, Sharp is suspended 45
calendar days and fined $10,000.
FINRA Foundation Releases State-by-State Financial Knowledge Findings
Findings are Part of the National Financial Capability Study to be Published in July
WASHINGTON—The FINRA Investor Education Foundation (FINRA Foundation) released today preliminary findings from the National Financial Capability Study, which will be published in July. The FINRA Foundation is previewing the data this month—National Financial Capability Month—to provide insight into the overall financial knowledge of adults in the U.S. and per state.
22-00037(4).pdf
motion to vacate