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LPL ENTERPRISE, LLC
Information
- Reporter ID
- LPLE
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://www.lpl.com/lpl-enterprise/sec-605-disclosures.html
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-28-2026 | https://www.lpl.com/lpl-enterprise/sec-605-disclosures.html |
TASTYTRADE, INC.
Information
- Reporter ID
- TWTT
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://public.s3.com/rule605/twtt/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-28-2026 | https://public.s3.com/rule605/twtt/ |
LPL FINANCIAL LLC
Information
- Reporter ID
- YLPL
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://www.lpl.com/disclosures/sec-605-disclosures.html
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-28-2026 | https://www.lpl.com/disclosures/sec-605-disclosures.html |
Information Notice 8/3/26
Summary
FINRA is providing information in this Notice to remind registered persons and firms of the continuing education (CE) requirements, including:
ALTERNATIVE EXECUTION GROUP
Information
- Reporter ID
- AEXG
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://eqyance.com/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-28-2026 | https://eqyance.com/ |
ETORO USA SECURITIES INC.
Information
- Reporter ID
- ETOR
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://public.s3.com/rule605/etor/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 09-30-2026 | https://public.s3.com/rule605/etor/ | |
| 07-28-2026 | https://public.s3.com/rule605/etor/ |
26-00234.pdf
Expungement Award