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Sorin Sandru Comment On Regulatory Notice 24-13

I ask FINRA to cancel pattern day trading for small investors with less than $25000 in account because I lost money because of this rule because I can't not close position in 3 trades in 5 days and it is not fair because trade accounts with more than $25000 can trade and close and open the same stock or options many times a day and this rule is from many years and market changes

Fidelity Investments Comment On Regulatory Notice 24-13

Comments Attached

24-00722.pdf

SIFMA Comment On Regulatory Notice 24-13

Please see attached SIFMA's letter in response to Regulatory Notice 24-13. Thank you.

Morningstar Inc. Comment On Regulatory Notice 24-13

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24-00387.pdf

FINRA Publishes 2025 Regulatory Oversight Report

WASHINGTON—FINRA published today the 2025 FINRA Regulatory Oversight Report—a vital information resource comprising observations from across FINRA’s Member Supervision, Market Regulation and Enforcement programs that member firms can use throughout the year to strengthen their compliance programs. The report reflects FINRA’s commitment to providing transparency to member firms and the investing public about its regulatory observations and activities.

2020066609201 G1 Execution Services, LLC CRD 111528 AWC gg (2025-1740615596353).pdf

Between January 2020 and February 2021, G1X failed to timely report a total of 1,618,525 transactions in National Market System (NMS) securities to the Nasdaq Trade Reporting Facility and the NYSE Trade Reporting Facility, in violation of FINRA Rules 6380A(a), 6380B(a), and 2010. Between December 2020 and February 2021, G1X also failed to timely report 125,446 transactions in over-the-counter (OTC) securities to the Over-the-Counter Trade Reporting Facility, in violation of FINRA Rules 6622(a) and 2010.

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