FINRA.org will undergo scheduled maintenance Sunday, Nov. 1, from 8 p.m. to Monday, Nov. 2, 4 a.m. ET, with a brief five-minute outage during this window.
DRIVEWEALTH, LLC
Information
- Reporter ID
- DWWT
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://public.s3.com/rule605/drvw
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-22-2026 | https://public.s3.com/rule605/drvw |
DRIVEWEALTH, LLC
Information
- Reporter ID
- DWFT
- Reporter Type
- OTC Market Maker
- Current Report URL
- https://public.s3.com/rule605/drvw
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-22-2026 | https://public.s3.com/rule605/drvw |
FINRA Seeks Comment on Modernizing Communications Rule
July 15, 2026
Features |
Member Firms Reelect Curtis, Elect Gettenberg to FINRA Board
July 22, 2026
Features |
PRINCIPAL SECURITIES, INC.
Information
- Reporter ID
- PRIN
- Reporter Type
- Broker-Dealer
- Current Report URL
- https://www.principal.com/sec-rule-606-trade-reporting
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-22-2026 | https://www.principal.com/sec-rule-606-trade-reporting |
FINRA Foundation Research Reveals Gaps in Fraud Awareness That May Leave Americans Vulnerable
WASHINGTON—A new report released today by the FINRA Investor Education Foundation (FINRA Foundation) reveals troubling knowledge gaps that may leave millions of Americans vulnerable to victimization as financial fraud losses near $200 billion annually.
JUMP EXECUTION, LLC
Information
- Reporter ID
- JRET
- Reporter Type
- OTC Market Maker
- Current Report URL
- https://public.s3.com/rule605/jleq/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-21-2026 | https://public.s3.com/rule605/jleq/ |
JUMP EXECUTION, LLC
Information
- Reporter ID
- JSDP
- Reporter Type
- Single Dealer Trading System
- Current Report URL
- https://public.s3.com/rule605/jleq/
Submission History
| Submit Date | Report URL | Comments |
|---|---|---|
| 07-21-2026 | https://public.s3.com/rule605/jleq/ |