2021069373501 MMA Securities LLC CRD 44254 AWC vr (2024-1707092392451).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069373501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: MMA Securities LLC (Respondent)
Member Firm
CRD No. 44254
Pursuant to FINRA Rule 9216, Respondent MMA Securities LLC submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.