2022073296301 Anthony Neil Wenham CRD 4531762 Complaint lp (2024-1731198003315).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
OFFICE OF HEARING OFFICERS
Department of Enforcement, Complainant, v.
ANTHONY NEIL WENHAM
CRD No. 4531762, Respondent.
Disciplinary Proceeding No. 2022073296301
COMPLAINT
The Department of Enforcement alleges:
SUMMARY
1. Between June 13, 2022, and August 26, 2022 (relevant period), while he was
associated with Cantor Fitzgerald & Co.