SR-FINRA-2024-004
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend FINRA Rule 6730 to reduce the 15-minute TRACE reporting timeframe to one minute, with exceptions for member firms with de minimis reporting activity and for manual trades.
2023079726301 Matthew Robert Wilkow CRD 5715615 AWC lp (2024-1707524395706).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079726301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Matthew Robert Wilkow (Respondent)
General Securities Representative
CRD No. 5715615
Pursuant to FINRA Rule 9216, Respondent Matthew Robert Wilkow submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.