2021069347101 David A. Elgart CRD 825759 AWC gg (2024-1707005996221).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069347101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: David A. Elgart (Respondent)
Former Municipal Securities Representative and Principal
CRD No. 825759
Pursuant to FINRA Rule 9216, Respondent David A. Elgart submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.