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Technical Notices

Title Date
TRACE Reporting and Dissemination of Non-member Affiliate Transactions
Validation of Time in Force Code and the Addition of the Trading Session Code
TRACE ABS and ABSX Reference Data Availability
180-Day Extension for Transition Period for Adding “D” to OTC Equity Symbols Subject to Corporate Actions
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
ATS MPID Requirement
90-Day Transition Period for Adding "D" to OTC Equity Symbols Subject to Corporate Actions
ORF Migration: Major Functional and Administrative Areas for the Migration
OTC Securities Quote and Trade Halt
OTC Quoting and Trading Resumes
Reminder: OTC Trade Reporting Facility (ORF) Migration
Quarterly ATS Data Reports
Updated ATS User Guide Available
New ATS Transparency Data Website
New ATS Transparency Data Website User Guide Available
ATS Data Website
FINRA Alternative Trading System (ATS) Important Dates
ATS Connectivity and Update to Fixed Income Files
FINRA Alternative Trading System (ATS) MPID Requests
Revised FIX and CTCI Specifications for Reporting OTC Equity Trades to New OTC Reporting Facility (ORF) Platform
FINRA Plans to Disseminate Odd Lot Transactions
FINRA Offers Two New Optional Fee-Based TRACE Data Delivery Services
FINRA Will Begin Requiring Factor to Be Reported in Specific ABS Trade Reports
TRACE MBS Specified Pool and SBA-Backed ABS Information
FINRA Will Begin Disseminating MBS Specified Pool Transactions and SBA-Backed ABS July 22, 2013
FINRA Updates the TRACE New Issue Form Filing Cabinet
Retirement of TRACE Reference Data Secure File Transfer Protocol (SFTP) Interface
System Changes for Reporting TRACE Securitized Products Transactions
System Changes for Reporting TRACE Securitized Products Transactions
Changes to System for Reporting TRACE Securitized Products Transactions