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Technical Notices

Title Date
Update - TDDS 2.0 Bandwidth Modification
TRF Short Sale Files
New OTC Transparency Data Download and API Guidelines (Effective November 5, 2018)
Reminder - FINRA/Nasdaq TRF Chicago
Revised FINRA Transaction Fee Transfer Agreement
Reminder - FINRA Changes to FIX Trade Reporting Related to Processing of Execution Time
Reminder - Equity Short Sale Validations
FINRA Planned Termination of Support of CTCI Protocol for Reporting Trades to TRACE AND ORF
Participation in the New FINRA/Nasdaq Trade Reporting Facility
Final Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
Production Test for ORF and ADF FIX Trade Reporting Tag Changes and Equity Short Sale Validations
SEC Approves New FINRA/Nasdaq Trade Reporting Facility
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Holiday Reminder Regarding ADF Market Data
Holiday Reminder Regarding ADF Market Data
Equity Short Sale Validations
MBS Dissemination
TRACE Ratings Source
FINRA Plans Changes to FIX Trade Reporting Related to Processing of Execution Time
Reminder - TLS Upgrade and ORF Next Day Dividend
Reminder - TLS Upgrade
Reminder: FINRA Internal Testing In Production
Now Available: End-Of-Day and TRACE Security Activity Report (TSAR)
OATS Secure Transport Upgrade
Non-Real-Time Data Agreement Now Available
Reminder: TRACE for Treasuries Reporting Changes
Reminder: Effective Date for Required Use of TRACE for Treasuries Modifiers
FINRA Introduces Two New TRACE Data Products
New FINRA ADF Participant
FINRA Updates FINRA Transparency Services Uniform Executing Broker Agreement