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Technical Notices

Title Date
FINRA OTC and OTC Transparency Websites Availability October 5, 2019
OTC Transparency Data Publication Delay
Update - OTCE.FINRA.org Website
OTCE.FINRA.org Website
New Vendor Management System for TRACE Vendors
ATS Transparency Data Quarterly Stats File Format Conversion
FINRA File Transfer Service Outage
TRACE MBS Dissemination Issue
Reminder – Final Weekend Testing Opportunity - NYSE Pillar Migration - July 20
FINRA ADDS – Trade Journals Are Now Available
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
OTC Transparency Data Issue (Resolved)
OTC Transparency Data Issue
Update - TRACE for Treasuries User Guide
OTC Transparency Data Issue
Reminder UMBS Issuing Agency
Revised TRACE for Treasuries User Guide
OTC Transparency Data Issue (Resolved)
Update - TRAQS Connections
TRAQS Connections
TRACE-MSRB Cusips
OTC Transparency Data Issue
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq TRF to Change Trade Modifier Logic for Non-Tape Reports
OTC Transparency Data Publication Delay
OTC Transparency Data Publication Delay
New OTC Equity Short Interest Data Download and API Guidelines (Effective January 14, 2019)
New OTC Threshold List Data Download and API Guidelines (Effective January 14, 2019)
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
FINRA/Nasdaq Trade Reporting Facility Retail Participants