Reminder: FINRA Internal Testing In Production

As a reminder, FINRA will often conduct internal testing of its TRACE, ORF, ADF and TRF systems on Saturdays in the production region. Clients are advised to only bring up their applications and connect to FINRA on those Saturdays if they will be participating in testing.

Clients who connect to FINRA in the production region on Saturdays may receive acknowledgement messages for any test transactions that are sent during the testing period, and are advised to ignore these messages when their production systems are brought up on Mondays following the weekend tests.

Please contact FINRA Product Management or call (866) 899-2107 with questions regarding this notice.