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Technical Notices

Title Date
FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF)
FINRA publishes New OATS Reporting Technical Specifications
TRACE Reporting and Dissemination of No Remuneration Trades and ATS
OTCE Threshold Correction
Downloadable ATS Data Available at no Charge on FINRA.org July 13, 2015
OATS Guidance on the June 30, 2015 Leap Second
OATS Technical Specification Changes
TRACE Reporting and Dissemination of Non-member Affiliate Transactions
Validation of Time in Force Code and the Addition of the Trading Session Code
TRACE ABS and ABSX Reference Data Availability
180-Day Extension for Transition Period for Adding “D” to OTC Equity Symbols Subject to Corporate Actions
ATS MPID Requirement
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
90-Day Transition Period for Adding "D" to OTC Equity Symbols Subject to Corporate Actions
ORF Migration: Major Functional and Administrative Areas for the Migration
OTC Quoting and Trading Resumes
OTC Securities Quote and Trade Halt
Reminder: OTC Trade Reporting Facility (ORF) Migration
Quarterly ATS Data Reports
Updated ATS User Guide Available
New ATS Transparency Data Website
New ATS Transparency Data Website User Guide Available
ATS Data Website
FINRA Alternative Trading System (ATS) Important Dates
ATS Connectivity and Update to Fixed Income Files
FINRA Alternative Trading System (ATS) MPID Requests
Revised FIX and CTCI Specifications for Reporting OTC Equity Trades to New OTC Reporting Facility (ORF) Platform
FINRA Plans to Disseminate Odd Lot Transactions
FINRA Offers Two New Optional Fee-Based TRACE Data Delivery Services
FINRA Will Begin Requiring Factor to Be Reported in Specific ABS Trade Reports