FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF) |
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FINRA publishes New OATS Reporting Technical Specifications |
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TRACE Reporting and Dissemination of No Remuneration Trades and ATS |
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OTCE Threshold Correction |
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Downloadable ATS Data Available at no Charge on FINRA.org July 13, 2015 |
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OATS Guidance on the June 30, 2015 Leap Second |
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OATS Technical Specification Changes |
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TRACE Reporting and Dissemination of Non-member Affiliate Transactions |
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Validation of Time in Force Code and the Addition of the Trading Session Code |
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TRACE ABS and ABSX Reference Data Availability |
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180-Day Extension for Transition Period for Adding “D” to OTC Equity Symbols Subject to Corporate Actions |
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ATS MPID Requirement |
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FINRA Updates the OTCBB/OTC Equities High Price Dissemination List |
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90-Day Transition Period for Adding "D" to OTC Equity Symbols Subject to Corporate Actions |
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ORF Migration: Major Functional and Administrative Areas for the Migration |
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OTC Quoting and Trading Resumes |
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OTC Securities Quote and Trade Halt |
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Reminder: OTC Trade Reporting Facility (ORF) Migration |
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Quarterly ATS Data Reports |
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Updated ATS User Guide Available |
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New ATS Transparency Data Website |
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New ATS Transparency Data Website User Guide Available |
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ATS Data Website |
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FINRA Alternative Trading System (ATS) Important Dates |
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ATS Connectivity and Update to Fixed Income Files |
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FINRA Alternative Trading System (ATS) MPID Requests |
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Revised FIX and CTCI Specifications for Reporting OTC Equity Trades to New OTC Reporting Facility (ORF) Platform |
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FINRA Plans to Disseminate Odd Lot Transactions |
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FINRA Offers Two New Optional Fee-Based TRACE Data Delivery Services |
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FINRA Will Begin Requiring Factor to Be Reported in Specific ABS Trade Reports |
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