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Technical Notices

Title Date
New FINRA ADF Participant
Reminder: Trade Reporting and T+2 Settlement
TDDS 2.0 Specification Updates
TRACE for Treasuries API Specification Update
New FINRA ADF Participant
TRAQS User Guides for TRACE Trade Reporting of Treasury Securities
SPDS/SPDS-144A Data
Update OTC Equities Issues
OTCE Equities Notifications
OTCE Equities Notifications
Revised TRACE Data Feed Specifications
Revised TRACE Securitized Products API Specification
TRACE New Issue Form Update
FINRA Publishes Appendix C.II. Data; Delays Publishing Appendix B Data
Updated TRACE for Treasury Securities Specifications
TRAQS TRACE Reporting Enhancements
FINRA ATS Data Changes Effective Monday, October 3, 2016
OTCE Historical Data Download Files
Update: OTC Transparency Symbology
FINRA ATS Links to Product Pages
FINRA ATS Data Changes Effective Monday, April 25, 2016
ORF Step In/Step Out Trades
Updated – TRACE Reporting and Dissemination Changes Effective July 18 2016
FINRA to Introduce Submission of "Clearing-Only, Non-Regulatory Reports" to the OTC Equity Trade Reporting Facility (ORF)
FINRA publishes New OATS Reporting Technical Specifications
TRACE Reporting and Dissemination of No Remuneration Trades and ATS
OTCE Threshold Correction
Downloadable ATS Data Available at no Charge on FINRA.org July 13, 2015
OATS Guidance on the June 30, 2015 Leap Second
OATS Technical Specification Changes