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Technical Notice

OTC Transparency Data Issue

June 03, 2019

Currently, in the Tier 1 5/13/19 weekly report, there is ATS data that is unattributed (that is, there is no ATS name associated with one line of data found in the ATS Data tab). See below:

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FINRA is currently investigating the issue and will publish another Technical Notice once the issue has been resolved.

If you have any questions, please contact FINRA Business Services.