The following lists of the ten most active investment grade, high-yield and convertible corporate bonds is published for each market day. Please refer to Systems Calendar.
FINRA announced today that it has appointed Julie Glynn and Tina Gubb as Senior Vice Presidents of Enforcement. Gubb’s appointment is effective July 22, while Glynn’s appointment is effective in September. Both will report to Bill St. Louis, Executive Vice President and Head of Enforcement at FINRA.
This data provides comprehensive information for collateralized mortgage obligation (CMO) securities with quantities under 1 million that traded within the past 10 years. A CMO is a type of mortgage-backed security in which mortgages are bundled together and sold as one investment. Learn more about CMOs and other bond types.
Fixed income data is compiled from multiple sources, including but not
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1Individuals may be registered in more than one state. We do not make changes to state-level counts with respect to multi-state registrations.
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Table of Contents2.1 Sizes and CountsFigure 2.1.1 Total Number of FINRA-Registered Firms, 2019−2023Figure 2.1.2 Firm Distribution by Size, 2019−2023Table 2.1.3 Firm Distribution by Size, 2019−2023Figure 2.1.4 Securities Industry Registered Firms by Type of Registration, 2014−2023Table 2.1.5 Securities Industry Registered Firms by Type of Registration, 2014−2023Figure 2.1.6 Distribution of
FINRA is responsible for regulating every broker and brokerage firm doing business with the U.S. public. The selected statistics below represent: 1) the work we do as a regulator and 2) an overview of the securities industry based on data we capture.Key FINRA Statistics for 2023Regulatory Actions and Corporate Financing Review 2017 – 2023Key Industry StatisticsRegistered Representatives
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Table of Contents1.1 Sizes and CountsFigure 1.1.1 Total Number of FINRA-Registered Representatives, 2019–2023Figure 1.1.2 FINRA-Registered Representatives by Firm Size, 2019–2023Table 1.1.3 FINRA-Registered Representatives by Firm Size, 2019–2023Figure 1.1.4 Average and Median Number of FINRA-Registered Representatives per Firm, 2019–2023Table 1.1.5 Average and Median Number of FINRA-
FINRA published the 2024 Industry Snapshot, the annual statistical report on registered representatives, brokerage firms and market activity that FINRA oversees.
Saving for retirement can be daunting, so it’s no surprise that employer-sponsored retirement plans can be a key stepping-stone into the world of investing—and through your investments, to a healthy retirement nest egg. Don’t have access to an employer-sponsored plan? No problem. Here are 5 ways to start saving today.
Saving for retirement can get complicated for military spouses on the move, but you can still make the most of tax-advantaged retirement savings plans.
