Limited use of leveraged and leveraged inverse ETFs serve an important part of our family's investment portfolio; the risks associated with these products -- the impact of volatility on returns, tracking errors associated with holding leveraged ETPs longer than 1 day, etc. are *very* clearly spelled out in each ETP's prospectus, with most going so far as to provide tables to
Comments: The idea that leveraged products are more complex than the operations of other fund types seems absurd. Investments of any sort require an understanding of the operations of the fund and this is in no way limited to leveraged and inverse products.
Individuals choosing to invest need to be able to decide which investments are right for themselves and their family. Undue restrictions to
I would like to ask that you not restrict investment in leveraged or inverse funds to a select few who meet certain standards.
The United States has opperated for a long time with a free market in which people are able to invest and engage in unrestricted legal activity that accrues to their own benefit or loss. Your goal as regulators should be to protect people from crime by others or from
I don't agree with FINRA to set restriction for us to invest into stocks the public securities such as leveraged and inverse funds freely as what I have been doing to protect my investments. I and my family should be protected the right to invest in all public securities product not just the privileged.
It is extremely important for my investment in my retirement account that I have been
I strongly oppose the proposed legislation to limit individuals from investing in so called complex securities. I have the right to choose how I spend my time and money and I disagree with efforts to ban me from products I have already purchased after significant research and time. I buy leveraged funds as a way to mitigate my overall risk while pursuing higher returns. Leveraged funds allow me
SR-FINRA-2008-065 - Proposed Rule Change Relating to the Extension of a Pilot Program Under Trade Reporting and Compliance Engine
To the SEC:
Please do NOT adopt the proposed rule!
I have included leveraged and inverse leveraged funds in my portfolio for well over a decade. I understand the concept of volatility drag and as an antidote, I employ modified dollar-cost averaging to lower my cost basis.
It seems criminally unfair for one branch of the government the Fed to create an overinflated market, only to have another
SEC Approves Amendments to FINRA Rules 6271 and 6272 Regarding the Requirements For Firms Seeking Registration as FINRA Alternative Display Facility (ADF) Market Participants
September 2008 Supplement to the Options Disclosure Document
Update to Security Futures Risk Disclosure Statement and Supplement
