Please STOP attempts to introduce regulation FINRA Regulatory Notice #22-08.
I consider it an insult to us the public, to propose this regulation under the pretense of "protection" like we are children, when in reality this is another subvert attempt to manipulate the market and make it even more exclusive.
I live in reservation territory, and it is hard enough for us to
Hi, I have been Investing for 30+ years. I do not feel that I need to have someone else tell me that I would need to complete A test to determine what I can invest in and not invest in. I use Inverse and leverage funds to invest in as part of my investment strategy. Unless someone wants to guarantee losses on my own Investments then no one should tell me what I can invest in without having
I oppose restrictions on my right to invest in public investments.
Freedom and self-determination are essential to a better life for me and my family. I have spent much time and dollars to equip myself for trading options and futures to which I have been able to better my returns and hedge my accounts from future declines. Therefore, I say that I should have the freedom to engage with these instruments without interference to achieve my financial objectives.
People with my net worth ($5 million), education (MBA), and many years (60) of investment experience should not have to pass any other tests.
It is not the responsibility of FINRA to limit my access to publicly available investment vehicles. The investments under consideration for restriction have clear, concise, and readily-available prospectuses that explain the risks and further restrictions or tests should not be permitted. Financial and securities restrictions should exist to protect investors from illicit or deceptive practices;
Hello, Please do not make it more difficult for me to freely trade in leveraged and/or inverse etf funds. There's plenty of warning already and I think the volatility of these funds are less than Bitcoin, etc. Thanks for listening.
I oppose this restriction to my right to invest.
Hello,
Please do not make it more difficult or impossible for small retail investors and traders to access inverse and leveraged etfs. I've been using these instruments for years to increase returns when markets move higher, and to capture downturns using inverse etfs. I trade options as well, which carry much higher risk than these etfs. Why would regulators seek to prevent retail
My comment is about options. The governance is too strict for credit spreads. They are the safest way to invest and build a small account. Yet, you have to have years experience and a large amount of money to qualify for level three options.