Notices

Notice To Members 88-38
SEC Approves New Category of Limited Representative Registration — Corporate Securities Examination (Series 62); Study Outline Available
Tuesday, May 31, 1988
Notice To Members 88-37
Operations Officer, Cashier, Fail-Control Department
Thursday, May 26, 1988
Notice To Members 88-36
Memorial Day Trade Date-Settlement Date Schedule
Thursday, May 19, 1988
Notice To Members 88-35
NASDAQ National Market System Totals 2,945 Securities With Seven Additions on May 17, 1988
Thursday, May 12, 1988
Notice To Members 88-34
Adoption of New Section 67 of the NASD Uniform Practice Code Regarding Delayed Closings Effective June 12, 1988
Thursday, May 12, 1988
Notice To Members 88-33
Adoption of Amendments to Schedule E to the NASD By-Laws Effective Immediately
Thursday, May 12, 1988
Notice To Members 88-32
Amendment to the NASD Board of Governors' Corporate Financing Interpretation Regarding Public Offerings When Proceeds Are Directed to NASD Members
Tuesday, May 10, 1988
Notice To Members 88-31
Proposed Amendments to Article V, Section 1 of the NASD Rules of Fair Practice and Section 12(2) of the Proposed Government Securities Rules: Removal of Fine Limitations
Wednesday, May 04, 1988
Notice To Members 88-30
NASDAQ National Market System Totals 2,976 Securities With Two Additions on May 3, 1988
Thursday, April 28, 1988
Notice To Members 88-29
Proposed New Section 3 to Article VII and Amendment to Article XI, Section 4 of the NASD By-Laws Concerning Emergency Authority of the NASD Board of Governors
Thursday, April 28, 1988
Notice To Members 88-28
Quarterly Check List of NASD Notices to Members
Friday, April 15, 1988
Notice To Members 88-27
NASDAQ National Market System Totals 2,994 Securities With 11 Additions on April 19, 1988
Wednesday, April 13, 1988
Notice To Members 88-26
Request for Comments on Proposed Amendments to Appendix A to Article III, Section 30 of the NASD Rules of Fair Practice
Tuesday, April 12, 1988
Notice To Members 88-25
NASDAQ National Market System Totals 2,994 Securities With 13 Additions on April 5, 1988
Wednesday, March 30, 1988
Notice To Members 88-23
Windsor Equity Corporation 330 S. Executive Drive Brookfield, Wisconsin 53005
Wednesday, March 23, 1988
Notice To Members 88-22
NASDAQ National Market System Totals 2,996 Securities With 11 Additions on March 15, 1988
Friday, March 11, 1988
Notice To Members 88-21
Good Friday; Trade Date-Settlement Date Schedule
Monday, March 14, 1988
Notice To Members 88-20
Request for Comments on Proposed Amendment to Article III, Section 35 of the NASD Rules of Fair Practice Relating to Advertising and Sales Literature for Investment Company Securities
Monday, March 14, 1988
Notice To Members 88-19
Proposed Amendment to Article VII of the NASD By-Laws Authorizing Mandatory Reporting of Trade Information
Thursday, March 10, 1988
Notice To Members 88-18
Extension of Comment Period: Proposed Amendments to Article III, Section 27 of the NASD Rules of Fair Practice Regarding Supervision and the Definitions of "Office of Supervisory Jurisdiction" and "Branch Office"
Friday, March 04, 1988
Notice To Members 88-17
Request for Comments on Proposed Amendments to NASD Rules of Fair Practice to Prohibit Non-Cash Compensation in Connection with Sales of Investment Company and Variable Contract Products
Tuesday, March 01, 1988
Notice To Members 88-16
NASDAQ National Market System Totals 3,004 Securities With Six Additions on March 1, 1988
Wednesday, February 24, 1988
Notice To Members 88-15
Amendment to Schedule A to the NASD By-Laws Concerning an Increased Application Fee for Member Firms With Statutorily Disqualified Individuals
Wednesday, February 24, 1988
Notice To Members 88-14
Additional Arbitration Filing Fee and Advertising Service Charge
Wednesday, February 10, 1988
Notice To Members 88-13
NASDAQ National Market System Totals 3,030 Securities With Nine Additions on February 16, 1988
Wednesday, February 10, 1988