Notices

Notice To Members 87-63
Columbus Day: Trade Date-Settlement Date Schedule
Wednesday, September 23, 1987
Notice To Members 87-62
NASD Board of Governors' Decision Concerning Regulation of Market Making by Issuer Affiliates
Tuesday, September 22, 1987
Notice To Members 87-61
Suggested Escrow Agreement Provisions for Members' Compliance With Securities and Exchange Commission Rule 15c2-4
Thursday, September 10, 1987
Notice To Members 87-60
NASDAQ National Market System Grows to 3,046 Securities With 11 Additions on September 15, 1987
Thursday, September 10, 1987
Notice To Members 87-59
Check List of NASD Notices to Members
Monday, August 31, 1987
Notice To Members 87-58
Amendments to SEC Rule 15c3-3 Regarding Treatment of Hold-in-Custody Repurchase Agreements
Monday, August 31, 1987
Notice To Members 87-57
NASDAQ National Market System Grows to 3,039 Securities With 23 Additions on September 1, 1987
Thursday, August 27, 1987
Notice To Members 87-56
Labor Day; Trade Date-Settlement Date Schedule
Wednesday, August 19, 1987
Notice To Members 87-55
Amendments to NASD Code of Arbitration Procedure Effective July 1, 1987
Friday, August 14, 1987
Notice To Members 87-54
NASDAQ National Market System Grows to 3,018 Securities With 8 Additions on August 18, 1987
Thursday, August 13, 1987
Notice To Members 87-53
Request for Comments on Proposed Amendments to NASD By-Laws and Rules of Fair Practice, and Proposed New Government Securities Rules
Wednesday, August 12, 1987
Notice To Members 87-52
Request for Comments on Proposed Amendment to the NASD Board of Governors' Corporate Financing Interpretation Concerning Public Offerings When Proceeds Are Directed to NASD Members
Wednesday, August 12, 1987
Notice To Members 87-51
Treasury Department Adopts Changes to the Requirements Concerning Financial Recordkeeping and Reporting of Currency and Foreign Transactions
Wednesday, August 12, 1987
Notice To Members 87-50
Amendments to SEC Rules 15c3-l, 17a-3, and 17a-13 Regarding Treatment of Repurchase and Reverse Repurchase Agreements
Monday, August 10, 1987
Notice To Members 87-49
New $ 10 NYSE Series 7 Development Fee to Begin in August
Monday, August 10, 1987
Notice To Members 87-48
NASDAQ National Market System Grows to 3,019 Securities With 30 Voluntary Additions on August 4, 1987, and One Mandatory Inclusion On August 4, 1987
Monday, July 27, 1987
Notice To Members 87-47
Request for Comments on a Proposed New Level of Registration, Designated Assistant Representative-Order Processing, Under Schedule C to the NASD By-Laws
Wednesday, July 22, 1987
Notice To Members 87-46
SEC Approval of NASD Corporate Governance Standards for NASDAQ/NMS Issuers and Amendments to Schedule D to the NASD By-Laws Concerning Designation of NASDAQ National Market System (NASDAQ/NMS) Securities
Tuesday, July 21, 1987
Notice To Members 87-45
NASDAQ National Market System Grows to 2,993 Securities With 20 Voluntary Additions on July 21, 1987
Wednesday, July 15, 1987
Notice To Members 87-44
Proposed Amendment to Article III, Section 26(m) of the NASD Rules of Fair Practice Governing Prompt Payment for Investment Company Shares
Monday, July 06, 1987
Notice To Members 87-43
Adoption of Amendment to Article III, Section 35 of the NASD Rules of Fair Practice Regarding Advertising and Sales Literature for Direct Participation Programs
Wednesday, July 01, 1987
Notice To Members 87-42
NASDAQ National Market System Grows to 2,972 Securities With 29 Voluntary Additions on July 7, 1987
Wednesday, July 01, 1987
Notice To Members 87-41
Proposed Amendments to Definitions of "Branch Office" and "Office of Supervisory Jurisdiction" Under the NASD By-Laws, Schedule C to the By-Laws, and the Rules of Fair Practice
Monday, June 29, 1987
Notice To Members 87-40
Request for Comments on a Proposed Amendment to Article III, Section 35 of the NASD Rules of Fair Practice Concerning Testimonials
Monday, June 22, 1987
Notice To Members 87-39
Request for Comments on Addition of a Corporate Securities Limited Representative Category of Registration Under Schedule C to the NASD By-Laws
Friday, June 19, 1987