Notices

Notice To Members 90-54
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of July 13, 1990
Wednesday, August 01, 1990
Notice To Members 90-53
Labor Day: Trade Date-Settlement Date Schedule
Wednesday, August 01, 1990
Notice To Members 90-52
SEC Approval of Amendments to Article III, Sections 2 and 21 (c) of the Rules of Fair Practice Re: Customer Account Information
Wednesday, August 01, 1990
Notice To Members 90-51
SEC Approval of Amendment to Board of Governors' Interpretation on Prompt Receipt and Delivery of Securities
Wednesday, August 01, 1990
Notice To Members 90-50
Proposed Amendment to Article III, Section 28 of the Rules of Fair Practice Re: Associated Person Notifying and Obtaining Approval of Employer Prior to Opening Securities Account With Another Member; Last Date for Comment: September 4, 1990
Wednesday, August 01, 1990
Notice To Members 90-49
SIPC Trustee Appointed for First Ohio Securities Company
Sunday, July 01, 1990
Notice To Members 90-48
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of June 14, 1990
Sunday, July 01, 1990
Notice To Members 90-36
Proposed Amendments to the NASD By-Laws Implementing the Recommendations of the Special Committee on NASD Structure and Governance; Last Voting Date: July 5, 1990
Friday, June 01, 1990
Notice To Members 90-35
SEC Approval for and Startup of the OTC Bulletin Board
Wednesday, May 09, 1990
Notice To Members 90-34
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of April 12, 1990
Tuesday, May 01, 1990
Notice To Members 90-33
Memorial Day: Trade Date-Settlement Date Schedule
Tuesday, May 01, 1990
Notice To Members 90-32
Revised Forms U-4 and U-5 Go Into Effect
Tuesday, May 01, 1990
Notice To Members 90-31
Electronic Filing of Forms LJ-5 and Amendments to Form U-4
Tuesday, May 01, 1990
Notice To Members 90-30
New NASDAQ Listing and Maintenance Standards
Tuesday, May 01, 1990
Notice To Members 90-29
SEC Approval of New Schedule I to the NASD By-Laws Establishing and Setting Rules for The PORTAL<sup>SM</sup> Market for Primary Distributions and Secondary Trading of Private Placements
Tuesday, May 01, 1990
Notice To Members 90-28
Automated Confirmation Transaction (ACT) Service Fees
Tuesday, May 01, 1990
Notice To Members 90-27
Proposed Amendment to Article III, Section 26 of the NASD Rules of Fair Practice Re: Disclosure of Deferred Sales Charges on Confirmations of the Sale of Investment Company Shares; Last Voting Date: June 5, 1990
Tuesday, May 01, 1990
Notice To Members 90-26
Proposed Amendments to Subsections (b)(4) and (d) of Article III, Section 26 of the NASD Rules of Fair Practice Re: Regulation of Asset-Based Sales Charges by the NASD; Last Date for Comment: May 31, 1990
Monday, April 16, 1990
Notice To Members 90-25
NASDAQ National Market System (NASDAQ/NMS) Additions, Changes, and Deletions As of March 15, 1990
Sunday, April 01, 1990
Notice To Members 90-24
Good Friday: Trade Date-Settlement Date Schedule
Sunday, April 01, 1990
Notice To Members 90-23
Administrative Conversion of the Series 7 General Securities Representative Examination to PLATO* Computer-Based Delivery
Sunday, April 01, 1990
Notice To Members 90-22
SOES Tier Levels to Change for 416 Issues on April 16, 1990
Sunday, April 01, 1990
Notice To Members 90-21
Collection of Fines and Costs in Disciplinary Proceedings
Sunday, April 01, 1990
Notice To Members 90-20
Proposed Amendments to Article III, Section 5(b) and Article IV, Sections 3 and 4 of The NASD By-Laws, and Article IV, Section 5 of the NASD Rules of Fair Practice; Last Date for Comment: May 5, 1990
Sunday, April 01, 1990
Notice To Members 90-18
SEC Staff Interpretations of Rule 15c2-6
Monday, March 19, 1990