Notices

Notice To Members 87-24
Request for Comments on Proposed Amendments to Article III, Section 35 of the NASD Rules of Fair Practice
Tuesday, April 14, 1987
Notice To Members 87-23
Effectiveness of Amendment to Section 66 of the NASD Uniform Practice Code Regarding Prompt Settlement of Syndicate Accounts
Monday, April 13, 1987
Notice To Members 87-22
Amendments to Resolution of the Board of Governors Concerning Its Policy on Publication of Disciplinary Actions
Monday, April 13, 1987
Notice To Members 87-21
NASDAQ National Market System Grows to 2,847 Securities With 37 Voluntary Additions on April 7, 1987
Thursday, April 02, 1987
Notice To Members 87-20
Request for Comments on Proposed Amendment to Article V, Section 1 of the NASD Rules of Fair Practice
Wednesday, April 01, 1987
Notice To Members 87-19
Federal Regulation of Government Securities Brokers and Dealers Under the Government Securities Act of 1986
Friday, March 27, 1987
Notice To Members 87-18
Holiday Settlement Schedule
Wednesday, March 25, 1987
Notice To Members 87-17
NASDAQ National Market System Grows to 2,802 Securities With 20 Voluntary Additions on March 17, 1987
Wednesday, March 11, 1987
Notice To Members 87-16
Request for Comments on Proposed Amendments to Article IV, Sections 3 and 4 of the NASD By-Laws and Article IV, Section 5 of the NASD Rules of Fair Practice
Tuesday, March 10, 1987
Notice To Members 87-15
Proposed Amendments to Article III, Sections 21(b) and 41 of the NASD Rules of Fair Practice and the Interpretation of the Board of Governors Concerning Short Sales
Friday, March 06, 1987
Notice To Members 87-14
Request for Comments on Proposed Amendments to Article I, Section (c) of the NASD By-Laws and Schedule C to the NASD By-Laws Relating to the Definition of the Term "Branch Office"
Monday, March 02, 1987
Notice To Members 87-13
Proposed Amendments to Article II, Sections 3, 4 and 5 of the NASD By-Laws
Friday, February 27, 1987
Notice To Members 87-12
Adoption of Amendment to Schedule G of the NASD By-Laws
Thursday, February 26, 1987
Notice To Members 87-10
Proposed Amendment to Section 66 of the NASD Uniform Practice Code Regarding Prompt Settlement of Syndicate Accounts
Wednesday, February 25, 1987
Notice To Members 86-84
NASDAQ National Market System Grows to 2,687 Securities With 30 Voluntary Additions on December 2, 1986
Wednesday, November 26, 1986
Notice To Members 86-83
Proposed New NASD Rule of Fair Practice Prohibiting Members From Effecting Securities Transactions During Trading Halts
Monday, December 01, 1986
Notice To Members 86-82
1987 Schedule of Holidays
Friday, November 21, 1986
Notice To Members 86-81
Amendments to Appendix F Regarding Freely Tradable Partnership Units Effective Immediately
Friday, November 21, 1986
Notice To Members 86-80
Proposed Changes to the Financial Recordkeeping and Reporting of Currency and Foreign Transactions
Friday, November 14, 1986
Notice To Members 86-79
Quarterly Checklist of Notices to Members
Thursday, November 13, 1986
Notice To Members 86-78
NASDAQ National Market System Grows to 2,658 Securities With 21 Voluntary Additions on November 18, 1986
Thursday, November 13, 1986
Notice To Members 86-77
John Franklin & Associates 1975 Hempstead Turnpike East Meadow, New York 11554
Monday, November 10, 1986
Notice To Members 86-76
South African Sanctions Act
Monday, November 10, 1986
Notice To Members 86-75
NASDAQ National Market System Grows to 2,638 Securities With 25 Voluntary Additions on November 4, 1986, and Eight Mandatory Inclusions on November 11, 1986
Thursday, October 30, 1986
Notice To Members 86-74
Proposed Amendments to Article III, Section 19(f) and Section 33(d) of the NASD Rules of Fair Practice and Article X, Section 6 of the NASD By-Laws
Thursday, October 30, 1986