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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Nov 25, 2013 | Election Notice - 11/25/13 | Small Firm Advisory Board Runoff Election
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of FINRA District Committee Elections and Ballots
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| Oct 16, 2013 | Election Notice 10/16/13 | Notice of SFAB Election and Ballots
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| Sep 04, 2013 | Election Notice - 9/4/13 | Upcoming Election to Fill FINRA District Committee Vacancies
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| Sep 04, 2013 | Election Notice - 9/4/13 | FINRA Small Firm Advisory Board Election
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| Aug 02, 2013 | Election Notice - 8/2/13 | FINRA Announces Nominees for Upcoming Vacancies on the National Adjudicatory Council Petitions for Candidacy Due: September 16, 2013
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| Jul 05, 2013 | Election Notice - 7/5/13 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 10, 2013 | Election Notice - 5/10/13 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 24, 2013
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| Dec 06, 2012 | Election Notice - 12/6/12 | FINRA Announces Results of SFAB, NAC and District Committee Elections
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 16, 2012
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA Small Firm Advisory Board Election and Ballots
Ballot Due: November 16, 2012
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| Oct 17, 2012 | Election Notice - 10/17/12 | Notice of FINRA District Committee Election and Ballots
This Notice was updated on October 18, 2012, to update the Large Firm candidates for Districts 7 and 11, and on November 5, 2012, to update the Large Firm candidates for District 3. |
| Sep 05, 2012 | Election Notice - 9/5/12 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 5, 2012
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| Sep 05, 2012 | Election Notice - 9/5/12 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 5, 2012
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| Aug 03, 2012 | Election Notice - 8/3/12 | FINRA Announces Upcoming Vacancy on the National Adjudicatory Council
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| Jul 09, 2012 | Election Notice - 7/9/12 | Notice of Annual Meeting of FINRA Firms and Proxy
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| May 11, 2012 | Election Notice - 5/11/12 | Nominees for Upcoming FINRA Board of Governors Election
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| Dec 14, 2011 | Election Notice - 12/14/11 | Notice of Special Meeting of FINRA Large Firms to Elect Large Firm Governor and Proxy
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| Nov 29, 2011 | Election Notice - 11/29/11 | FINRA Announces Results of the Small Firm Advisory Board and District Committee Elections
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| Oct 25, 2011 | Election Notice - 10/25/11 | Notice of Nominee to Fill FINRA Board of Governors Large Firm Seat
The special meeting of large firms will take place on Thursday, January 12, 2012, at 4:30 p.m. Eastern Time at FINRA's Washington, DC, office at 1735 K Street, NW. Please see Election Notice 12/14/11 for details. |
| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of Contested Election and Ballots for Small Firm NAC Member Seat
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA District Committee Election and Ballots
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| Oct 19, 2011 | Election Notice - 10/19/11 | Notice of FINRA Small Firm Advisory Board Election and Ballots
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| Sep 07, 2011 | Election Notice - 9/7/11 | Nomination and Election Process to Fill FINRA District Committee Vacancies
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| Sep 07, 2011 | Election Notice - 9/7/11 | FINRA Small Firm Advisory Board Election
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