Election Notices

Date Title Description
Nov 07, 2024 Election Notice - 11/7/2024
FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: December 23, 2024
Oct 18, 2024 Election Notice - 10/18/2024
Notice of SFAC Election and Mailing of Ballots
Voting Deadline: November 18, 2024
Oct 18, 2024 Election Notice - 10/18/2024
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Voting Deadline: November 18, 2024
Sep 03, 2024 Election Notice – 9/3/24
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 3, 2024
Sep 03, 2024 Election Notice – 9/3/24
Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 3, 2024
Aug 19, 2024 Election Notice - 8/19/2024
FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 3, 2024
Aug 12, 2024 Election Notice - 8/12/2024
Notice of Annual Meeting of FINRA Firms and Election Proxy
Jun 14, 2024 Election Notice - 06/14/2024
Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: July 29, 2024
Dec 22, 2023 Election Notice – 12/22/2023
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
Nov 15, 2023 Election Notice – 11/15/2023
Notice of Election and Ballots for FINRA Mid-Size Firm NAC Member Seat
Voting Ends: December 15, 2023
Oct 23, 2023 Election Notice - 10/23/2023
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 22, 2023

This Notice was updated on November 3, 2023, to update the District 4 candidates for Midwest Region Committee.
Oct 23, 2023 Election Notice - 10/23/2023
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 22, 2023
Sep 25, 2023 Election Notice - 9/25/2023
FINRA Announces Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: November 9, 2023
Sep 11, 2023 Election Notice – 9/11/23
Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 11, 2023
Sep 11, 2023 Election Notice – 9/11/23
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 11, 2023
Aug 07, 2023 Election Notice - 8/7/2023
Notice of Annual Meeting of FINRA Firms and Election Proxy
May 31, 2023 Election Notice - 05/31/2023
Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 17, 2023
Oct 24, 2022 Election Notice - 10/24/2022
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 23, 2022
Oct 24, 2022 Election Notice - 10/24/2022
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 23, 2022
Oct 11, 2022 Election Notice – 10/11/2022
Notice of Special Meeting of Large Firms and Proxy
Sep 06, 2022 Election Notice – 9/6/22
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 6, 2022
Sep 06, 2022 Election Notice – 9/6/2022
Call for Candidates for Upcoming FINRA Regional Committee Elections
Nomination Deadline: October 6, 2022
Aug 22, 2022 Election Notice – 8/22/2022
FINRA Announces Nomination Process to Fill Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: October 6, 2022
Aug 09, 2022 Election Notice - 8/09/22
Special Election to Fill a FINRA Large Firm Governor Vacancy
Petitions for Candidacy Due: September 23, 2022
Jul 20, 2022 Election Notice – 7/20/22
Notice of Annual Meeting of FINRA Firms and Election Proxy