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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
| Date Sort ascending | Title | Description |
|---|---|---|
| Sep 07, 2016 | Election Notice – 9/7/16 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 7, 2016
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| Sep 07, 2016 | Election Notice – 9/7/16 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 7, 2016
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| Aug 19, 2016 | Election Notice – 8/19/16 | Notice of Annual Meeting of FINRA Firms and Proxy
Note: On August 31, 2016, FINRA changed the annual meeting record date to Tuesday, August 30, 2016. |
| Aug 12, 2016 | Election Notice – 8/12/16 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 26, 2016
|
| Jun 21, 2016 | Election Notice – 6/21/16 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: August 5, 2016
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| Mar 10, 2016 | Election Notice – 3/10/16 | Annual FINRA Election Cycle and Procedures Overview
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| Dec 18, 2015 | Election Notice – 12/18/15 | FINRA Announces Results of SFAB, NAC and District Committee Elections and Appointments
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of SFAB Election and Ballots
Ballot Due Date: November 13, 2015
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| Oct 14, 2015 | Election Notice – 10/14/15 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 13, 2015
|
| Oct 01, 2015 | Election Notice – 10/1/15 | Nomination of a Small Firm NAC Member Candidate
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| Sep 02, 2015 | Election Notice – 9/2/15 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 2, 2015
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| Sep 02, 2015 | Election Notice – 9/2/15 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 2, 2015
|
| Jul 28, 2015 | Election Notice – 7/28/15 | FINRA Announces Nomination Process to Fill an Upcoming Vacancy on the National Adjudicatory Council
Petitions for Candidacy Due: September 11, 2015
|
| Jun 30, 2015 | Election Notice – 6/30/15 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| Apr 27, 2015 | Election Notice - 4/27/15 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 11, 2015
|
| Dec 05, 2014 | Election Notice - 12/5/14 | FINRA Announces Results of SFAB, NAC and District Committee Elections
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of FINRA District Committee Elections and Ballots
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of Election and Ballots for FINRA Small Firm NAC Member Seat
Ballots Due: November 14, 2014
|
| Oct 15, 2014 | Election Notice - 10/15/14 | Notice of SFAB Election and Ballots
Ballots Due: November 14, 2014
|
| Sep 03, 2014 | Election Notice - 9/3/14 | FINRA Small Firm Advisory Board Election
Nomination Deadline: October 3, 2014
|
| Sep 03, 2014 | Election Notice - 9/3/14 | Upcoming Election to Fill FINRA District Committee Vacancies
Nomination Deadline: October 3, 2014
This Election Notice was updated on 9/4/14 to include an additional partial term vacancy for District 5. |
| Aug 01, 2014 | Election Notice - 8/1/14 | FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: September 15, 2014
|
| Jul 09, 2014 | Election Notice - 7/9/14 | Notice of Annual Meeting of FINRA Firms and Proxy
|
| May 06, 2014 | Election Notice - 5/6/14 | Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: June 20, 2014
|
| Dec 17, 2013 | Election Notice - 12/17/13 | FINRA Announces Results of SFAB, NAC and District Committee Elections
|