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Election Notices

Date Sort ascending Title Description
Jun 09, 2022 Election Notice - 06/09/22
FINRA Board Large Firm Governor Election
May 16, 2022 Election Notice – 05/16/22
Nominee for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Thursday, June 30, 2022

Due to a change in firm affiliations, the Large Firm Governor nominee listed in this Election Notice no longer qualifies for re-election. A special election for the Large Firm Governor seat will take place in the near future. The Small Firm Governor Election is not impacted and will proceed as announced in this Notice.

Dec 15, 2021 Election Notice – 12/15/21
FINRA Announces SFAC, Regional Committee and NAC Election Results and Appointments
Oct 19, 2021 Election Notice – 10/19/21
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 18, 2021
Oct 19, 2021 Election Notice – 10/19/21
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 18, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2021
Sep 01, 2021 Election Notice – 9/1/21
Call for Candidates for Upcoming FINRA Regional Committee Election
Nomination Deadline: October 1, 2021
Aug 02, 2021 Election Notice – 8/2/21
Notice of Annual Meeting of FINRA Firms and Election Proxy
Jun 04, 2021 Election Notice – 6/4/21
Nominees for Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, July 19, 2021
Dec 15, 2020 Election Notice – 12/15/20
FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
Oct 20, 2020 Election Notice – 10/20/20
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 19, 2020
Oct 20, 2020 Election Notice – 10/20/20
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballots Due: November 19, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 1, 2020
Sep 01, 2020 Election Notice – 9/1/20
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 1, 2020
Aug 17, 2020 Election Notice – 8/17/20
FINRA Announces Nomination Process to Fill Upcoming Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 1, 2020
Jul 08, 2020 Election Notice – 7/8/20
Notice of Annual Meeting of FINRA Firms and Election Proxy
May 08, 2020 Election Notice – 5/8/20
Upcoming FINRA Board of Governors Election
Petitions for Candidacy Due: Monday, June 22, 2020
Dec 19, 2019 Election Notice – 12/19/19
FINRA Announces Regional Committee, SFAC and NAC Election Results and Appointments
Oct 21, 2019 Election Notice – 10/21/19
Notice of SFAC Election and Mailing of Ballots
Ballot Due Date: November 20, 2019
Oct 21, 2019 Election Notice – 10/21/19
Notice of FINRA Regional Committee Elections and Mailing of Ballots
Ballot Due Date: November 20, 2019
Sep 04, 2019 Election Notice – 9/4/19
Call for Candidates for Upcoming Election to Fill FINRA Regional Committee Vacancies
Nomination Deadline: October 4, 2019
Sep 04, 2019 Election Notice – 9/4/19
Call for Candidates in the Upcoming FINRA Small Firm Advisory Committee Election
Nomination Deadline: October 4, 2019
Aug 20, 2019 Election Notice – 8/20/19
FINRA Announces Nomination Process to Fill Upcoming Firm Vacancies on the National Adjudicatory Council
Petitions for Candidacy Due: October 4, 2019
Jul 19, 2019 Election Notice – 7/19/19
Notice of Annual Meeting of FINRA Firms and Proxy
May 24, 2019 Election Notice – 5/24/19
Upcoming FINRA Board of Governors Election