Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year.
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year.
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year.
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year.
Annual Reports Due
SEC-required filing of financial statements and required schedules and reports. Prepared based on broker-dealer's fiscal year.
2023079709401 Ashley Marie Curreri CRD 5843466 AWC vr (2024-1711585210784).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO.2023079709401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ashley Marie Curreri (Respondent)
Fonner Investment Company and Variable Contracts Products Representative
CRD No. 5843466
Pursuant to FINRA Rule 9216. Respondent Ashley Marie Curreri submits this Letter of
Acceptance, Waiver. and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2023079728001 Maureen J. D'Amico CRD 2283701 AWC vr (2024-1711585209912).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023079728001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Maureen J. D'Amico (Respondent)
General Securities Representative
CRD No. 2283701
Pursuant to FINRA Rule 9216, Respondent Maureen J. D' Amico submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.