Squires failed to timely amend his Uniform Application for Securities Industry Registration or Transfer (Form U4) to disclose that he had been charged with a felony. As a result, Squires violated Article V, Section 2(c) of FINRA’s By-Laws and FINRA Rules 1122 and 2010. For this violation, Squires is suspended in all capacities for one month and fined $5,000...

In June 2026, Schoolcraft refused to produce information and documents requested by FINRA pursuant to FINRA Rule 8210. Accordingly, Schoolcraft violated FINRA Rules 8210 and 2010 and consents to a bar from associating with any FINRA member in all capacities...