2023079509301 Mary Christine Beslagic CRD 5966835 AWC lp (2025-1736641203020).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079509301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mary Christine Beslagic (Respondent) Former General Securities Representative CRD No. 5966835 Pursuant to FINRA Rule 9216, Respondent Mary Beslagic submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

ORF Technical Notice

FINRA is publishing its quarterly OTC Equities High Price Dissemination List for the third quarter of 2024. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of December 13, 2024. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter December 12, 2024 as the “Start” date and December 13, 2024 as the “End” date.

Subscribe to