FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074025801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Joseph C. Desapio (Respondent) Fonner General Securities Representative CRD No. 5837553 Pursuant to FINRA Rule 9216, Respondent Joseph C. Desapio submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023078976601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jayson R. Pocius (Respondent) General Securities Representative General Securities Principal Securities Trader CRD No. 6018543 Pursuant to FINRA Rule 9216, Respondent Jayson R. Pocius submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079664201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Sean Jefferey Fields (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6190319 Pursuant to FINRA Rule 9216, Respondent Sean Jefferey Fields submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.