2020068386501 Brian Court CRD 2591547 AWC lp (2025-1751069996125).pdf
Between May 14, 2019 and April 28, 2021, Court exercised discretion without written authorization in connection with 604 trades in 10 customers' accounts. As a result, Court violated FINRA Rules 3260(b) and 2010. For these violations, Court is suspended for one month in all capacities.