FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022075119502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: William D. Williford (Respondent) Former General Securities Representative CRD No. 468553 Pursuant to FINRA Rule 9216, Respondent William D. Williford submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020067041001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Arcview Capital, LLC (Respondent) Member Firm CRD No. 306029 Pursuant to FINRA Rule 9216, Respondent Arcview Capital, LLC (Arcview) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.