2021070609301 NewEdge Securities, Inc. fka Mid Atlantic Capital Corp. CRD 10674 AWC vr (2024-1712449213310).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021070609301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: NewEdge Securities, Inc., formerly known as Mid Atlantic Capital Corporation
(Respondent)
Member Firm
CRD No. 10674
Pursuant to FINRA Rule 9216, Respondent NewEdge Securities, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2021069196401 Thomas Bradley Kintz CRD 2667817 AWC gg (2024-1712449213303).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069196401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Thomas Bradley Kintz (Respondent)
General Securities Representative
CRD No. 2667817
Pursuant to FINRA Rule 9216, Respondent Thomas Bradley Kintz submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2022075928701 John Sebastion Cangialosi CRD 3273830 AWC vr (2024-1712362796325).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022075928701
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: John Sebastion Cangialosi (Respondent)
Former General Securities Representative and Former Investment Banking
Representative
CRD No. 3273830
Pursuant to FINRA Rule 9216, Respondent John Sebastion Cangialosi submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
17-00109(11).pdf
Appeal of denied MTV
17-00109(10).pdf
MTV Denied