2021072193101 Valence M. Williams CRD 1389729 AWC vr (2024-1713054016430).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072193101
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Valence M. Williams (Respondent)
Former General Securities Representative
CRD No. 1389729
Pursuant to FINRA Rule 9216, Respondent Valence M. Williams submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
2019064352201 GTS Securities LLC CRD 149224 AWC gg (2024-1712967602096).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2019064352201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: GTS Securities LLC (Respondent)
Member Firm
CRD No. 149224
Pursuant to FINRA Rule 9216, Respondent GTS Securities LLC (GTS) submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.