Notice To Members 95-73
Comment Period Expires October 15, 1995
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Comment Period Expires October 15, 1995
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
SUGGESTED ROUTING |
Internal Audit
|
SUGGESTED ROUTING |
Senior Management
|
As of August 21, 1995, the following 59 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,863:
SUGGESTED ROUTING |
Senior Management
|
As of August 25, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
September 26, 1995;
Executive Summary
SUGGESTED ROUTING |
Senior Management
|
Executive Summary
On September 28, 1995, the Securities and Exchange Commission (SEC) approved proposed changes to NASD® rules governing index, currency, and currency index warrants. The amended rules: