Notice To Members 95-34

SUGGESTED ROUTING

Senior Management
Legal & Compliance
Trading

Executive Summary

Members that transact business in securities designated in The PORTAL™ Market, which are not PORTAL participants, must notify the NASD of certain summary information about the volume and frequency of transactions by June 15, 1995.

Introduction

Notice To Members 95-41

SUGGESTED ROUTING

Senior Management
Corporate Finance
Institutional
Legal & Compliance
Municipal
Operations
Systems
Trading

As of April 27, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM). These bonds are not subject to mandatory quotation:

Subscribe to