Notice To Members 95-83
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Senior Management
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Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
SUGGESTED ROUTING |
Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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Below are the summary conclusions and recommendations that the Rudman Committee released on Tuesday, September 19, 1995.
Overall Conclusions
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Senior Management
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Executive Summary
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Senior Management
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Executive Summary
SUGGESTED ROUTING |
Senior Management
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Executive Summary
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Senior Management
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Executive Summary
Dues Must Be Paid By December 15, 1995
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Senior Management
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Executive Summary
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Internal Audit
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The Nasdaq Stock Market™ and the securities exchanges will be closed on Thursday, November 23, in observance of Thanksgiving Day. "Regular way" transactions made on the business days rioted below will be subject to the following schedule:
SUGGESTED ROUTING |
Senior Management
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Effective November 13, 1995, tier sizes for 900 Nasdaq National Market® securities will be revised in accordance with paragraph 245 Ia7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM).
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Senior Management
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As of September 20, 1995, the following, 38 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,870: