Notice To Members 95-94
Comment Period Expires November 27, 1995
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Senior Management
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Executive Summary
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
Comment Period Expires November 27, 1995
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Senior Management
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Executive Summary
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Corporate Finance
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Executive Summary
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Senior Management
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Executive Summary
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Senior Management
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As of October 20, 1995, the following 82 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,913:
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Senior Management
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As of October 27, 1995, the following bonds were added to the Fixed Income Pricing System (FIPSSM):
Last Voting Date: January 12, 1996
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Senior Management
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Executive Summary
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Senior Management
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Executive Summary
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Senior Management
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Executive Summary
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Registration
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Expanded Sign-In Procedures
Concerns always exist regarding proper identification of candidates who are taking exams and training. A single finger imprint procedure will be added to our sign-in procedure to help address this issue.
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Senior Management
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Executive Summary