This rule is no longer applicable. NASD Rule 13511 has been superseded by FINRA Rule 13511. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13510 has been superseded by FINRA Rule 13510. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13509 has been superseded by FINRA Rule 13509. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13508 has been superseded by FINRA Rule 13508. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13507 has been superseded by FINRA Rule 13507. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13506 has been superseded by FINRA Rule 13506. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13505 has been superseded by FINRA Rule 13505. Please consult the appropriate FINRA Rule.

This rule is no longer applicable effective December 15, 2008.

The Industry Code will apply to claims filed on or after April 16, 2007. In addition, the list selection provisions of the Industry Code will apply to previously filed claims in which a list of arbitrators must be generated after April 16, 2007; in these cases, however, the claim will continue to be governed by the remaining provisions of the old Code unless all parties agree to proceed under the new code.

This rule is no longer applicable. NASD Rule 13503 has been superseded by FINRA Rule 13503. Please consult the appropriate FINRA Rule.

This rule is no longer applicable. NASD Rule 13502 has been superseded by FINRA Rule 13502. Please consult the appropriate FINRA Rule.