Rule 134. Differences and Omissions-Cleared Transactions
This rule is no longer applicable effective August 17, 2009.
("QTs")
For the Public
FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.
For Industry Professionals
Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.
For Member Firms
Firm compliance professionals can access filings and requests, run reports and submit support tickets.
This rule is no longer applicable effective August 17, 2009.
("QTs")
This rule is no longer applicable. Incorporated NYSE Rule 10 has been superseded by FINRA Rule 1200 Series. Please consult the appropriate FINRA Rule.
This rule is no longer applicable.
This rule is no longer applicable.
This rule is no longer applicable. NASD Rule 14110 has been superseded by FINRA Rule 14110. Please consult the appropriate FINRA Rule.