The Small Firm Conference Call
FINRA President and CEO Robert Cook and Senior Vice President of Member Relations and Education Chip Jones will be joined by FINRA senior staff to discuss the latest COVID-19 updates and implications for FINRA member firms.
2019063306501 Piero B. DiLorenzo CRD 4670150 AWC sl (2020-1589501968577).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT
NO. 2019063306501
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Piero B. DiLorenzo, Respondent
Former Investment Company and Variable Contracts Products Representative
CRD No. 4670150
Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Piero DiLorenzo submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.