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2020066257301 Brokers International Financial Services, LLC CRD 139627 AWC gg (2023-1685924403745).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066257301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Brokers International Financial Services, LLC (Respondent) Member Firm CRD No. 139627 Pursuant to FINRA Rule 9216, Respondent Brokers International Financial Services, LLC (BIF) submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.