2020066257301 Brokers International Financial Services, LLC CRD 139627 AWC gg (2023-1685924403745).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2020066257301
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Brokers International Financial Services, LLC (Respondent)
Member Firm
CRD No. 139627
Pursuant to FINRA Rule 9216, Respondent Brokers International Financial Services, LLC (BIF)
submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a
settlement of the alleged rule violations described below.