FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024083153301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jessica Lynn Pinkard (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 7809362 Pursuant to FINRA Rule 9216, Respondent Jessica Lynn Pinkard submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070890701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anida Venniro (Respondent) Former General Securities Representative CRD No. 5121189 Pursuant to FINRA Rule 9216, Respondent Anida Venniro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, DECISION Complainant, Complaint No. 2019064656601 vs. Charles Scott Burford Dallas, Texas, Dated: March 14, 2024 Respondent. Respondent executed unauthorized trades in, and facilitated unauthorized withdrawals from, his deceased customer’s account. Held, findings and sanctions affirmed. Appearances For the Complainant: Jennifer L. Crawford, Esq., Corinna Provey, Esq., Financial Industry Regulatory Authority For the Respondent: Charles Scott Burford, pro se