2023077022401 Ronald H. Berg CRD 19008 AWC lp (2024-1719793221410).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023077022401
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Ronald H. Berg (Respondent)
General Securities Representative
CRD No. 19008
Pursuant to FINRA Rule 9216, Respondent Ronald H. Berg submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.