FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080652501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kaitlyn Potter (Respondent) Former Associated Person CRD No. 7398611 Pursuant to FINRA Rule 9216, Respondent Kaitlyn Potter submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.