Julie Glynn

Julie Glynn is the Senior Vice President of Enforcement Legal. In this role, Ms. Glynn is a senior legal advisor to the Executive Vice President and Head of Enforcement. She is responsible for monitoring and advising on high-impact and noteworthy investigations and disciplinary actions, including litigation, across the Enforcement department and in coordination with FINRA’s Regulatory Operations teams, as well as managing the performance of the Enforcement attorney teams.

2021070890701 Anida Venniro CRD 5121189 AWC lp (2024-1729470014081).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070890701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anida Venniro (Respondent) Former General Securities Representative CRD No. 5121189 Pursuant to FINRA Rule 9216, Respondent Anida Venniro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2024-03-14_Burford_NAC Decision-1 (2024-1729470014332).pdf

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, DECISION Complainant, Complaint No. 2019064656601 vs. Charles Scott Burford Dallas, Texas, Dated: March 14, 2024 Respondent. Respondent executed unauthorized trades in, and facilitated unauthorized withdrawals from, his deceased customer’s account. Held, findings and sanctions affirmed. Appearances For the Complainant: Jennifer L. Crawford, Esq., Corinna Provey, Esq., Financial Industry Regulatory Authority For the Respondent: Charles Scott Burford, pro se

Devin Lamarr Wicker 5-15-24 (2024-1729470014210).pdf

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 100148 / May 15, 2024 Admin. Proc. File No. 3-20705 In the Matter of the Application of DEVIN LAMARR WICKER For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING FINRA found that person associated with member firm converted a customer’s funds; barred him for his violations of FINRA rules; and ordered restitution. Held, FINRA’s findings of violation and sanctions imposed are sustained. APPEARANCES: Gary A.

Trevor Michael Saliba 4-11-24 (2024-1729470014300).pdf

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 99940 / April 11, 2024 Admin. Proc. File No. 3-18989r In the Matter of the Application of Trevor Michael Saliba For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING On partial remand for clarification of findings and reconsideration of sanctions, FINRA found that owner of former FINRA member firm knowingly provided false memos to FINRA staff on two occasions and barred him for that conduct.
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