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2021069380201 DMK Advisor Group, Inc. CRD 41067 AWC gg (2023-1687134010633).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069380201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: DMK Advisor Group, Inc. (Respondent) Member Firm CRD No. 41067 Pursuant to FINRA Rule 9216, Respondent DMK Advisor Group, Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2022074661401 Mark Allen Brewer CRD 2110659 AWC vr (2023-1687134010635).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074661401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Mark Allen Brewer (Respondent) General Securities Representative CRD No. 2110659 Pursuant to FINRA Rule 9216, Respondent Mark Allen Brewer submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021071925001 Thomas J. Tedeschi CRD 2379704 AWC vr (2023-1687047606768).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071925001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Thomas J. Tedeschi (Respondent) Former General Securities Representative CRD No. 2379704 Pursuant to FINRA Rule 9216, Respondent Thomas J. Tedeschi submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.