2021069380201 DMK Advisor Group, Inc. CRD 41067 AWC gg (2023-1687134010633).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021069380201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: DMK Advisor Group, Inc. (Respondent)
Member Firm
CRD No. 41067
Pursuant to FINRA Rule 9216, Respondent DMK Advisor Group, Inc. submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.