FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021069350301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Murray Securities, Inc. (Respondent) Member Firm CRD No. 142783 Pursuant to FINRA Rule 9216, Respondent Murray Securities Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066123601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kyle Benjamin Baker (Respondent) General Securities Representative CRD No. 4933282 Pursuant to FINRA Rule 9216, Respondent Kyle Benjamin Baker submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020065100701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Dawson James Securities, Inc. (Respondent) Member Firm CRD No. 130645 Robert Dawson Keyser Jr. (Respondent) General Securities Representative and General Securities Principal CRD No. 1291503 Pursuant to FINRA Rule 9216, Respondents Dawson James Securities, Inc. and Robert Dawson Keyser Jr.