FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079624801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Todd Matthew Themistocles (Respondent) General Securities Representative CRD No. 4494773 Pursuant to FINRA Rule 9216, Respondent Todd Matthew Themistocles submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080603401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Amber Rose Lewis (Respondent) Former Associated Person CRD No. 7799664 Pursuant to FINRA Rule 9216, Respondent Amber Rose Lewis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079727201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Collins Bhola (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6533629 Pursuant to FINRA Rule 9216, Respondent Collins Bhola submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.