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2023080473501 Kurt A. Berry CRD 4550773 AWC lp (2024-1721262012738).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080473501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Kurt A. Berry (Respondent) Fonner General Securities Representative CRD No. 4SS0773 Pursuant to FINRA Rule 9216, Respondent Kurt A. Deny submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2023079716901 John Coleman CRD 2251163 AWC lp (2024-1721262012745).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079716901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Coleman (Respondent) General Securities Representative CRD No. 2251163 Pursuant to FINRA Rule 9216, Respondent John Coleman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

2021070607401 GlobaLink Securities Inc. CRD 29721 AWC gg (2024-1721002814164).pdf

FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070607401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: GlobaLink Securities Inc. (Respondent) Member Firm CRD No. 29721 Pursuant to FINRA Rule 9216, Respondent GlobaLink Securities Inc. submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.