FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070890701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Anida Venniro (Respondent) Former General Securities Representative CRD No. 5121189 Pursuant to FINRA Rule 9216, Respondent Anida Venniro submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, DECISION Complainant, Complaint No. 2019064656601 vs. Charles Scott Burford Dallas, Texas, Dated: March 14, 2024 Respondent. Respondent executed unauthorized trades in, and facilitated unauthorized withdrawals from, his deceased customer’s account. Held, findings and sanctions affirmed. Appearances For the Complainant: Jennifer L. Crawford, Esq., Corinna Provey, Esq., Financial Industry Regulatory Authority For the Respondent: Charles Scott Burford, pro se

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 100148 / May 15, 2024 Admin. Proc. File No. 3-20705 In the Matter of the Application of DEVIN LAMARR WICKER For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING FINRA found that person associated with member firm converted a customer’s funds; barred him for his violations of FINRA rules; and ordered restitution. Held, FINRA’s findings of violation and sanctions imposed are sustained. APPEARANCES: Gary A.