2022073802901 Kevin Cory CRD 1716966 AWC vr (2023-1687738920347).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2022073802901
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Kevin Cory (Respondent)
Former General Securities Representative
CRD No. 1716966
Pursuant to FINRA Rule 9216, Respondent Kevin Cory submits this Letter of Acceptance,
Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule
violations described below.
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