2023078191801 Dima Munzer Abdulnour CRD 7400818 AWC vr (2023-1698884411483).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2023078191801
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Dima Munzer Abdulnour (Respondent)
General Securities Representative
CRD No. 7400818
Pursuant to FINRA Rule 9216, Respondent Dima Munzer Abdulnour submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
18-04171(2).pdf
motion to vacate
2021071987001 Fidelity Brokerage Services LLC CRD 7784 AWC vr (2023-1698884411468).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021071987001
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Fidelity Brokerage Services LLC (Respondent)
Member Firm
CRD No. 7784
Pursuant to FINRA Rule 9216, Respondent Fidelity Brokerage Services LLC (Fidelity) submits
this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement
of the alleged rule violations described below.
2021072629201 Justin Thomas Maher CRD 5504995 AWC vr (2023-1698884412074).pdf
FINANCIAL INDUSTRY REGULATORY AUTHORITY
LETTER OF ACCEPTANCE, WAIVER, AND CONSENT
NO. 2021072629201
TO: Department of Enforcement
Financial Industry Regulatory Authority (FINRA)
RE: Justin Thomas Maher (Respondent)
Former General Securities Representative and Investment Company and Variable
Contracts Products Representative
CRD No. 5504995
Pursuant to FINRA Rule 9216, Respondent Justin Thomas Maher submits this Letter of
Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the
alleged rule violations described below.
Optimizing Efficiencies: An Update to FINRA’s MAP Transformation
FINRA oversees a diverse set of broker-dealer firms that make up a vibrant securities industry. Every registered firm at one time or another must engage with FINRA's Membership Application Program, or MAP. In this episode, we learn more about MAP and some of the recent and ongoing enhancements to the program.